Skip to main content
PlaneConnection tracks maintenance compliance documents across the fleet, covering Airworthiness Directives (ADs), Service Bulletins (SBs), Required Inspection Items (RII), FAA Form 337 filings, and other regulatory compliance records. This page documents the data structures, statuses, and regulatory requirements for each compliance document type.
Compliance document management requires maintenance_ops:read permission to view and maintenance_ops:write to create, submit, or modify records. For the regulatory context behind these requirements, see FAA Part 5 Explained.

AD/SB Compliance Tracking

Item Types

PlaneConnection tracks four categories of compliance items under the AD/SB compliance system:
Item TypeDescriptionRegulatory Basis
Airworthiness Directive (AD)Mandatory corrective action issued by the FAA when an unsafe condition exists in a product. Compliance is legally required.14 CFR Part 39
Service Bulletin (SB)Recommended action issued by the manufacturer. May become mandatory if referenced by an AD.Manufacturer guidance
Certification Maintenance Requirement (CMR)Mandatory tasks identified during type certification that must be performed at specified intervals.14 CFR 25.1309
Engineering ChangeDesign modification requiring tracking for configuration management.Operator internal

AD/SB Statuses

Each compliance item carries a status reflecting its current disposition:
StatusAPI ValueDescription
OpenopenItem has been identified as applicable to one or more aircraft but compliance action has not been initiated.
CompliedcompliedCompliance action has been completed and documented. Includes the compliance date, method, and reference to the work order or logbook entry.
RecurringrecurringAD or SB requires repetitive compliance at specified intervals. The system tracks both initial compliance and recurring due dates.
Not Applicablenot_applicableItem has been reviewed and determined not applicable to the operator’s aircraft (different serial number range, modification status, etc.). Requires documented justification.

AD/SB Status Lifecycle

AD/SB Compliance Statistics

The compliance dashboard displays real-time statistics:
MetricDescription
TotalAll tracked AD/SB items across the fleet.
OpenItems requiring compliance action.
CompliedItems with completed one-time compliance.
RecurringItems on repetitive compliance schedules.
Not ApplicableItems reviewed and determined N/A.

Compliance Record Fields

When marking an AD/SB as complied, the following fields are captured:
FieldTypeRequiredDescription
compliance_dateDateYesDate the compliance action was performed.
compliance_methodStringYesHow compliance was achieved (e.g., “Inspection per AD instructions”, “Modification per SB”).
work_order_refStringNoReference to the work order under which the compliance was performed.
logbook_entry_refStringNoReference to the maintenance logbook entry documenting the work.
performed_byStringYesName and certificate number of the person who performed the work.
notesTextNoAdditional compliance notes or remarks.

Required Inspection Items (RII) Catalog

Regulatory Basis

14 CFR 135.427 requires Part 135 operators using a continuous airworthiness maintenance program (CAMP) to designate Required Inspection Items — those maintenance tasks that, if performed improperly or with incorrect parts, could result in a failure, malfunction, or defect endangering safe operation. Key requirements under 14 CFR 135.427:
  • The operator must prepare and maintain a list of RII items
  • Each RII requires a separate inspection by a person other than the one who performed the work (14 CFR 135.427(b)(3))
  • The inspector must hold Required Inspection Authorization (RIA) granted by the operator
  • RII items must be reviewed and updated as the fleet composition or maintenance program changes

RII Catalog Structure

Each RII item in PlaneConnection includes:
FieldTypeDescription
item_numberStringSequential identifier within the operator’s RII catalog (e.g., “RII-001”).
descriptionTextDetailed description of the inspection item and the safety concern it addresses.
aircraft_typeStringAircraft type or model to which this RII applies.
ata_chapterStringATA 100 chapter code identifying the affected system.
inspection_typeStringType of inspection required (e.g., “visual”, “NDT”, “operational check”, “functional test”).
interval_hoursNumberInspection interval in flight hours (if applicable).
interval_cyclesNumberInspection interval in landing cycles (if applicable).
interval_monthsNumberInspection interval in calendar months (if applicable).
requires_riaBooleanWhether the inspection requires a person with RIA delegation. Always true for RII items.

RII Inspection Workflow

An RII inspection must be performed by a person other than the individual who performed the maintenance work. The inspector must hold a current Required Inspection Authorization from the operator. PlaneConnection validates this separation-of-duties requirement during the work order verification step.

FAA Form 337 Requirements

When Form 337 Is Required

FAA Form 337 (Major Repair and Alteration) must be filed for any major repair or major alteration as defined in 14 CFR Part 43, Appendix A.
CategoryDefinitionExamples
Major RepairA repair that, if improperly done, might appreciably affect weight, balance, structural strength, performance, powerplant operation, flight characteristics, or other qualities affecting airworthiness.Wing spar repair, engine case weld, flight control surface rework
Major AlterationAn alteration not listed in the aircraft, aircraft engine, or propeller specifications that might appreciably affect those same qualities.Avionics suite upgrade, cargo conversion, supplemental type certificate (STC) installation

Form 337 Record Fields

FieldTypeRequiredDescription
form_numberStringYesFAA Form 337 tracking number.
aircraft_idStringYesAircraft registration (tail number).
serial_numberStringYesAircraft serial number.
typeEnumYesmajor_repair or major_alteration.
descriptionTextYesDescription of the repair or alteration performed.
data_approvalStringYesApproved data used (STC, DER-approved data, AC 43.13, manufacturer data).
performed_byStringYesName and certificate number of the person performing the work.
approved_byStringYesName and certificate number of the authorized inspector (IA) who approved the work.
completion_dateDateYesDate the repair or alteration was completed.
faa_district_officeStringNoFSDO where the Form 337 was filed.
filed_dateDateNoDate the form was submitted to the FAA.
Per 14 CFR 43.9(a), the operator must retain one copy of each Form 337 with the aircraft’s maintenance records. PlaneConnection stores the form data and supports attaching a scanned copy of the signed original. Record integrity hashing (SHA-384) ensures the digital record has not been tampered with after entry.

Compliance Document Types

The compliance documents system in PlaneConnection covers a broader set of maintenance records beyond AD/SB tracking:
Document TypeDescriptionRegulatory Reference
Work OrderCompleted and verified work order records.14 CFR 43.9
FAA 8130-3Authorized Release Certificate for parts (domestic) or EASA Form 1 (international).14 CFR 21.303
Logbook EntryMaintenance logbook entries per 14 CFR 43.9 content requirements.14 CFR 43.9
Form 337Major Repair and Alteration records.14 CFR 43.9(a)
AD ComplianceAirworthiness Directive compliance records.14 CFR Part 39
SB ComplianceService Bulletin compliance records.Manufacturer guidance

Document Statuses

Compliance documents follow a review workflow:
StatusAPI ValueDescription
In Queuein_queueDocument submitted and awaiting initial review.
Pending Reviewpending_reviewUnder active review by the compliance team.
AcceptedacceptedDocument reviewed and accepted as compliant.
RejectedrejectedDocument rejected. Requires correction and resubmission.
ArchivedarchivedDocument has been archived after acceptance. Retained per 14 CFR 91.417 retention requirements.

Document Review Lifecycle

Record Retention

14 CFR 91.417 specifies minimum retention periods for maintenance records:
Record TypeRetention PeriodRegulation
Maintenance, preventive maintenance, and alteration recordsUntil the work is superseded or the aircraft is sold14 CFR 91.417(a)(1)
Total time in service (airframe, engine, propeller)Indefinite (transferred with aircraft)14 CFR 91.417(a)(2)(i)
Current status of life-limited partsIndefinite (transferred with aircraft)14 CFR 91.417(a)(2)(ii)
Time since last overhaul (items with TBO)Indefinite (transferred with aircraft)14 CFR 91.417(a)(2)(iii)
Current inspection status and due datesIndefinite (transferred with aircraft)14 CFR 91.417(a)(2)(iv)
AD compliance statusIndefinite (transferred with aircraft)14 CFR 91.417(a)(2)(v)
Major alteration Form 337 recordsIndefinite (transferred with aircraft)14 CFR 91.417(a)(2)(vi)
PlaneConnection retains all compliance documents indefinitely with tamper-evident hash chain protection. Soft-deleted records are preserved in the database for regulatory compliance. See Record Integrity Anchors for the technical details of the 5-layer integrity system.

Work Order Statuses

How work orders progress through completion and verification.

Record Integrity Anchors

SHA-384 hash chains and blockchain anchoring for tamper-evident records.

Maintenance Data Model

Data flow between compliance documents, work orders, and other modules.
Last modified on April 5, 2026