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Safety Performance Indicators (SPIs) are quantitative measures used to monitor and assess the effectiveness of an organization’s Safety Management System. PlaneConnection tracks SPIs across five categories aligned with 14 CFR Part 5 section 5.71 requirements for safety performance monitoring and measurement.

SPI Categories

CategoryAPI ValueIndicator CountDescription
Flight Operationsflight_ops6Metrics related to flight safety, deviations, and pilot performance.
Maintenancemaintenance5Metrics related to aircraft reliability and maintenance effectiveness.
Ground Operationsground_ops4Metrics related to ground handling safety and ramp incidents.
SMS Effectivenesssms_effectiveness5Metrics measuring the health and activity of the SMS itself.
Human Factorshuman_factors5Metrics related to crew fatigue, training, and human error.
IndicatorDescriptionUnitTypical TargetTypical Threshold
Unstable approach ratePercentage of approaches not meeting stabilized approach criteria.% of approaches< 3%> 5%
Go-around rateNumber of go-arounds per 1,000 approaches.Per 1,000< 5> 10
Altitude deviation rateExceedances of assigned altitude by more than 200 ft.Per 1,000 flight hours< 1> 3
Airspeed deviation rateExceedances of Vref +/- limits during approach.Per 1,000 approaches< 2> 5
TCAS/RA rateTraffic Resolution Advisories received.Per 1,000 flight hours< 0.5> 1.0
Runway incursion rateRunway incursion events (all severity categories).Per 10,000 operations0> 0

Alert System

SPIs use a three-level alert system to flag performance trends requiring attention.
LevelColorTriggerEscalation
WatchYellowSPI value approaches threshold (within 20% of threshold value).Displayed on safety dashboard. Safety manager notified.
WarningOrangeSPI value meets or exceeds the defined threshold.Safety manager receives daily notification. Included in weekly safety report.
CriticalRedSPI value exceeds threshold by more than 50%, or a zero-tolerance indicator registers any occurrence.Accountable executive notified immediately. Requires documented management review within 48 hours.

Zero-Tolerance Indicators

Certain SPIs have a target of zero. Any occurrence immediately triggers a Critical alert:
  • Duty time exceedance rate
  • Runway incursion rate (triggers Warning; repeated occurrences trigger Critical)

Management Review Cycles

CycleFrequencyParticipantsScope
DailyEvery business daySafety manager, dispatchActive alerts, Watch/Warning/Critical status changes
WeeklyWeeklySafety manager, operations managerSPI trend summaries, new alerts, CPA status
MonthlyMonthlySafety committeeFull SPI dashboard review, trend analysis, corrective actions
QuarterlyQuarterlyAccountable executive, safety committeeAggregate performance, target adjustments, resource allocation
AnnualAnnuallyAccountable executive, all managementYear-over-year comparison, target recalibration, SMS effectiveness assessment

Trend Indicators

Each SPI displays a trend direction based on comparison with the previous measurement period.
TrendSymbolDefinition
ImprovingUp arrow (green)Current value is closer to target than the previous period.
StableDash (gray)Current value is within 5% of the previous period.
DecliningDown arrow (red)Current value is farther from target than the previous period.

Regulatory Alignment

Part 5 SectionRequirementSPI Application
5.71Safety performance monitoring and measurementSPI tracking across all five categories
5.73Safety performance assessmentAlert system and management reviews
5.75Continuous improvementTrend analysis and target recalibration
5.97SMS recordsSPI history retained for 5 years

Configure SPIs

SPI target, threshold, and alert rule configuration.

Monitor SPIs

Tutorial walkthrough of the SPI dashboard and trend analysis.

Safety Performance

How SPIs fit into the SMS safety assurance framework.

SmartScore Methodology

Composite scoring system built on SPI data.
Last modified on April 11, 2026